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Cappitech's Platform

All Your Regulatory Needs, In One Place

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Key Features

Transaction Reporting
Get a clear view of every report submission status and lifecycle.
Improved Accuracy
Benchmark your compliance KPIs against peers and learn how to rectify your transaction reporting rejections.
Improved Timeliness
Monitor the timeliness of your submissions and drill down into the details of late submissions to identify any underlying problems in your reporting process.
Best Execution Monitoring
Easily measure the quality of your executions (price, slippage and latency) against your personalized policy.
Delegated Reporting
Automate reporting submissions for your customers and provide them with reporting visibility through a dedicated read only dashboard that shows their data only.
Reconciliation
Identify inaccurate and incomplete transaction reporting data between your open position reflected in the platform and the Trade Repository open positions.
Pairing & Matching
Ensure that you can fulfill your obligations when it comes to UTI pairing and subsequently matching on all reportable fields with your counterparties.

Why Cappitech?

Our Benefits

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Innovative, Flexible Technology
Scalable, SaaS solution. We handle big data and efficiently automate regulatory reporting. Some of our clients report volumes as high as 10m transactions daily.
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Single Reporting Hub
One point of contact for multiple jurisdictions, monitoring, contracts and billing.
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Remain Informed
Our intuitive, user-friendly dashboard gives you the transparency you need to easily manage your transaction workflow and KPIs.
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Lower cost of ownership
Significantly lower the cost of your transaction reporting and save time through automation and quick onboarding.
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Seamless Integration
Across trading platforms, file types and formats.
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100% Secure
Secured NPD and LEI masking
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Instant Insights
Drill down into compliance and market data to obtain actionable insights that impact your bottom line.
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Deep domain expertise
Our regulatory experts help monitor your reporting & quickly fix reporting issues.

How it works?

1
Connect
Data collection from customer DB, file upload or API
2
Validate
Reports validated for eligibility & field content
3
Enrich
Reports enriched with static & dynamic data
4
Submit
Reports submitted to ARM/TR & monitored on dashboard

Architecture matters

Built with Compliance Managers in mind

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FTP/SFTP
(CSV/XML/FIX)

DB Access
(Pull)

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EMIR

MiFIR

SFTR

FinFrag

SEC

CFTC

Canadian Reporting

ASIC

MAS

HKMA

JFSA

Best Execution

 

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Trade Repository (TR)

Approved Reporting
Mechanism (ARM)

National Competent Authority (NCA)

 

Learn More

Webinars

Data Quality & Reconciliation Under the EMIR REFIT and CFTC

Listen to our Data Quality & Reconciliation under EMIR REFIT and CFTC webinar as Cappitech experts examine data qual...

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Video

EMIR REFIT — How Ready Are Firms?

Discover through Casual Conversations how firms are responding to the EMIR REFIT and preparations taking place as the go...

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Survey and Reports

Q1 2023 Cappitech Newsletter

Gain valuable insights from Cappitech’s Q1 2023 newsletter. Explore the latest topics affecting reg reporting such...

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Multi-Jurisdictional Platform. Stay Compliant

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