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Prepare Today for Accurate and Timely SEC SBS Reporting
Cappitech will keep you compliant with SEC SBS reporting, allowing seamless, accurate daily compliance reporting and tracking.
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10
%
of the entire EU trading volume is processed by us
>
85
%
of exceptions identified
>
70
%
Total cost of Ownership (TCO) cost saving
Why Cappitech?
Compliance Reporting in a Single Platform
Correct, accurate and timely multi-jurisdiction reporting for regimes such as CFTC, SEC, MiFID, EMIR, SFTR, MAS - all in one place
Complete Automation
End to end secured automation using our advanced data integration platform.
Full Service
Data mapping, data enrichment, report formatting, TR submissions.
Easy Connectivity to Any Data Source
We can capture your trade data in whatever format you have it in and normalized it into a single date structure.
Quick Onboarding
Our professional services team supports every stage of your onboarding process that typically takes 6-8 weeks from kick-off to reporting.
Deep Regulatory Knowledge
We help provide an easy way for organizations to fast track the learning process around complying with complex and nuanced regulations like SEC SBS reporting mandates & CFTC rules rewrite
Our Innovative Platform
How it works?
Connect
Connect to your trade data - via push of trade files to sFTP, API integration or pull from DB.
1
Validate
Data is validated for eligibility and field content.
2
Enrich
Reports are enriched with static and dynamic data.
3
Submit
Report is submitted to an TR and review notifications are updated to the web dashboard.
4
Our Awards
2025 RegTech 100 List
The RegTech100 is an annual list of 100 of the world’s most innovative RegTech companies. These are the companies every financial institution needs to know about as they consider and develop their mission critical RegTech and digital transformation strategies.
RegTech Insight USA Awards 2024
The awards celebrate vendors of leading RegTech solutions, services and consultancy, and are designed to recognize both start-up and established providers offering creative solutions to regulatory challenges.
Best Regtech/Reporting Solution Finance Magnates London Summit Award
After weeks of nominations and voting, Cappitech was chosen by industry peers as the winner of Best Regtech/Reporting platform for 2024.
Buy-Side Technology Awards 2024
The Buy-Side Technology Awards 2024 by WatersTechnology aims to recognize the leading technologies and third-party vendors in their areas of expertise, through an auditable and transparent methodology underpinned by a panel of WatersTechnology’s five most senior and experienced journalists.
Waters Rankings 2024
The Waters Rankings celebrates and recognizes the initiatives, innovation and achievements of the industry's technology and data providers over the past 12 months.
TradingTech Insight Awards USA 2024
These awards recognize excellence in trading solutions, services and consultancy for capital markets, and focus on vendors providing exceptional trading infrastructure, trading technology, and data solutions.
RegTech Insight Awards Europe 2024
The awards recognize both established providers and innovative newcomers providing RegTech solutions that have successfully improved firms’ ability to effectively respond to evolving and ever more complex regulatory requirements across the global financial services industry.
A-Team Innovation Awards 2024
This annual award celebrates innovative projects and teams across vendor and practitioner communities that make use of new and emerging technologies to deliver high-value solutions for financial institutions in capital markets.
RegTech Insight USA Awards 2023
The awards celebrate vendors of leading RegTech solutions, services and consultancy, and are designed to recognize both start-up and established providers offering creative solutions to regulatory challenges.
RegTech 100 List
Cappitech identified as one of the world’s most innovative technology solution providers shaping the future of compliance.
Canadian RegTech Awards 2023
The Canadian RegTech Awards are designed to recognize significant achievement and innovation in the advancement of Regulatory Technology solutions.
Risk Markets Technology Awards 2023
The Risk Markets Technology Awards recognizes excellence in markets technology as part of the risk transfer market's most prestigious awards,
TradingTech Insight Awards USA 2023
The award recognises excellence in trading solutions, services and consultancy for capital markets, and focus on vendors providing exceptional trading infrastructure, trading technology, and data solutions.
Inside Market Data Awards
Hosted by WatersTechnology, these awards recognize industry excellence within market data, reference data and enterprise data management.
RegTech Insight Awards Europe 2023
The awards recognize both established providers and innovative newcomers providing RegTech solutions that have successfully improved firms’ ability to effectively respond to evolving and ever more complex regulatory requirements across the global financial services industry.
RegTech 100 List
Cappitech identified as one of the world’s most innovative technology solution providers shaping the future of compliance.
Chartis RiskTech 100
Hosted by Chartis the RiskTech 100 2022 Award goes to those companies recognized for their strength in the areas of risk, compliance and reporting.
Asset Servicing Times Industry Excellence awards 2022
The Asset Servicing Times Industry Excellence Awards are dedicated to supporting and recognizing talented and dedicated firms, individuals and departments across the industry. The winners are part of an exclusive group comprising some of the most influential names in the financial services market.
Buy-Side Technology Awards 2022
The Buy-Side Technology Awards 2022 by WatersTechnology aims to recognize leading technologies and third-party vendors in their areas of expertise. The methodology and panel of judges places particular focus on what sets the winners apart from others and the ease of use/intuitiveness from a client’s perspective.
Securities Finance Times Industry Excellence Awards 2022
The Securities Finance Industry Excellence Awards are dedicated to supporting and recognising talented and dedicated firms, individuals and departments across the industry. All of the award winners form part of an exclusive group comprising some of the most influential names in the financial services market.
RegTech Insight Awards Europe 2022
The awards recognise both established solution providers and innovative newcomers providing RegTech solutions that throughout the year have successfully improved firms’ ability to effectively respond to evolving and ever more complex regulatory requirements across the global financial services industry.
Risk Markets Technology Awards 2022
The Risk Markets Technology Awards recognises excellence in markets technology as part of the risk transfer market's most prestigious awards,
Chartis Risk Tech 100
Hosted by Chartis the RiskTech 100 2022 Award goes to those companies recognized for their strength in the areas of risk, compliance and reporting.
FOW Asia Capital Markets Awards 2021
The Asia Capital Market Awards is the largest financial services awards ceremony that recognises excellent performance by firms and individuals in the Asian capital markets.
HFM European Technology Awards
The HFM European Technology Awards 2021 recognised and rewarded hedge fund service providers who demonstrated exceptional client service, innovation and strong and sustainable business growth over the past 12 months.
Inside Market Data awards
Most Innovative Regulatory Solution
Regtech Insight Awards 2021 Europe
Best Compliance as a Service solution
Regtech Insight Awards 2021 Europe.
Best Transaction Reporting Solution
from A-Team Innovation Awards
Most Innovative Data Orchestration for Regulatory Reporting
HFM European Services Awards 2021
The HFM European Services Awards 2021 winners were announced virtually on 23 March and rewarded those hedge fund service providers who demonstrated exceptional client service, innovation and strong and sustainable business growth.
Reg Tech Insights Awards for "Best Trade Reporting Solution"
The annual awards recognise excellence in trading solutions and services for capital markets and focus on vendors providing exceptional trading infrastructure, trading technology, and data solutions.
Reg Tech Insights Awards for "Best Data Visualisation Provider"
Awarded for excellence in the data management space
Finance Magnates Award for "Best RegTech Reporting Solution"
Awarded for being the very best performing brand in the industry.
RegTech Platform Platinum winner in the Juniper Research Future Digital Awards for Fintech and Payments.
Cappitech awarded “RegTech Platform Platinum” winner in Future Digital Awards.
HFM “Best Regulatory Reporting Solution"
Cappitech won the HFM “Best Regulatory Reporting Solution”. The award gives recognition to vendors that have showed excellent service and innovative product development over the past 12 months.
Reg Tech Insights Awards for "Best Compliance As A Service Solution"
Awarded for our comprehensive regulatory reporting solution and top-notch customer service.
Gartner Cool Vendor 2019
Cappitech has been recognized by the world’s leading research and advisory company, Gartner, as one of four 2019 “Cool Vendors in Banking”. Gartner does not endorse any vendor, product or service depicted in our research publications, and does not advise technology users to select only those vendors with the highest ratings or other designation. Gartner research publications consist of the opinions of Gartner's research organization and should not be construed as statements of fact. Gartner disclaims all warranties, expressed or implied, with respect to this research, including any warranties of merchantability or fitness for a particular purpose.
PlanetCompliance - RegTech Top 100
Cappitech awarded Best Regulatory Reporting Solution from RegTech Insight for our comprehensive regulatory reporting solution and top-notch customer service.
RegTech 100 List
Cappitech identified as one of the world’s most innovative technology solution providers.
RegTech 100 List
Cappitech identified as one of the world’s most innovative technology solution providers for the second year running.
RegTech 100 List
Cappitech identified as one of the world’s most innovative technology solution providers for the third year running.
Reg Tech Insights Awards for “Best Regulatory Reporting Solution:
Awarded for our comprehensive regulatory reporting solution and top-notch customer service.
FIA Innovator 2019:
Cappitech selected as one of the 20th most innovative companies globally and for providing forward thinking solutions for the financial services industry.
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