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CSA Trade Reporting Rewrite: Impact & Analysis
Listen to our webinar replay for an incisive review of the CSA OTC derivatives trade reporting rewrite. Our panelists from Botsford Associat...
Key Reg Reporting Highlights Q3 2024
Stay ahead of the curve with our latest issue of Key Reg Reporting Highlights for Q3. Discover critical trends from our experts on topics su...
Cappitech Consulting and the SEC 10c-1a rule
As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. document.createElement('...
Build vs Buy
As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. https://www.cappitech.co...
Lessons Learned From EMIR REFIT Go-Live
Gain valuable insights from the April EMIR REFIT Go-Live from our webinar replay. Listen to our experts as they take a deep dive and discuss...
Key Reg Reporting Highlights Q2 2024
Read about what is happening in regulatory reporting with our round up of updates and news. Written by our experts to provide insights and a...
SEC 10c-1a: Exploring the Future of Securities Lending
Gain insights into the SEC 10c-1a rule with our webinar replay. Listen to our panel of experts as they review the new rule, discuss implemen...
Cappitech Analytics Insights
Discover how the Cappitech analytics module can help you focus on key metrics and gain actionable insights and benchmarking based from you...
Key Reg Reporting Highlights Q1 2024
Read about what is happening in regulatory reporting in 2024 with our latest round up of news from Cappitech and the industry. Our Key Reg R...
Consulting & Managed Services for Regulatory Reporting
As regulatory reporting increases in complexity, so do the needs of firms as they adapt to the changing regulations. At Cappitech we offer a...
EMIR REFIT: Bracing for the Finish Line
Gain insights with our EMIR REFIT webinar replay that covers the key challenges firms are facing as they approach the go-live date and how t...
Q4 2023 Cappitech Newsletter
Gain valuable insights into regulatory reporting with our latest newsletter. Read about the latest from NoA, EMEA and APAC regions as our ex...
Guide to OTC Derivative Reporting of VPPAs
As the usage of Virtual Power Purchase Agreements grows in the renewable energy industry, firms must comply with the reporting obligations r...
Embracing a Proactive Approach on APAC Rewrites
With the many rewrites coming to the APAC region such as MAS and ASIC, we welcome you to listen to our webinar replay that explores the impo...
SEC 10c-1 Reporting Unveiled: Insights and tips for a successful implementation
Gain a comprehensive coverage of the new SEC 10c-1 rule with our latest brochure. Based on valuable feedback from our highly popular webinar...
2024 Regulatory Reporting Horizon: what to expect and how to prepare
Listen to one of this year’s most important webinars on reg reporting as Cappitech thought leaders discuss the broad concentration of ...
6th Annual Cappitech Global Regulatory Reporting Survey 2023
Read this year’s much-anticipated 2023 regulatory reporting survey results conducted by Cappitech. Gain insights from the comprehensiv...
SEC 10c-1: Navigating the Future of Securities Lending
Listen to our timely SEC 10c-1: Navigating the Future of Securities Lending webinar for our experts as they provide an overview of the regul...
Build vs Buy
As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. https://www.cappitech.co...
ASIC Guidelines — Everything You Need To Know
If you have ASIC reporting obligations, our Guideline is essential reading for a robust preparation before the 21 October 2024 go live. Expl...
Q3 2023 Cappitech Newsletter
Explore the regulatory reporting industries most important topics through out latest newsletter, written by our leading reg reporting expert...
Cappitech Rebrands – The Journey Continues
After a culmination of transformative changes over the last few years we are delighted to showcase Cappitech’s new video that encapsul...
Q2 2023 Cappitech Newsletter
Read our Q2 2023 newsletter for the latest updates from our experts. Stay informed about the most recent regulatory reporting changes in the...
Data Quality & Reconciliation Under the EMIR REFIT and CFTC
Listen to our Data Quality & Reconciliation under EMIR REFIT and CFTC webinar as Cappitech experts examine data quality best practices, ...
Cappitech Reconciliation — Reconcile Your Trade and Transaction Data
Completeness and Controls around trade and transaction reporting is increasingly important to regulators. Read our latest brochure, which pr...
Trade & Transaction Reconciliation — Most Frequently Asked Questions
Read our latest brochure covering the importance of regulatory reconciliation as regulators increasing prioritize the quality of data being ...
EMIR REFIT — UTI Connect
Explore in this week’s Casual Conversation why UTI connect originally developed for SFTR will be replicated in the EMIR space to help clie...
EMIR REFIT — How Ready Are Firms?
Discover through Casual Conversations how firms are responding to the EMIR REFIT and preparations taking place as the go live date approache...
EMIR REFIT — The New UPI Field
Find out what the UPI is (Unique Product Identifier) through Casual Conversations, and its effect on OTC products as the REFIT to EMIR appro...
EMIR REFIT — EU & UK Divergence
Listen to Casual Conversations to learn the differences between the EU and UK EMIR REFIT go live dates and how firms will be effected when r...
Staying Ahead of the Game: Refreshing Your HKMA OTC Derivatives Reporting Process
Listen to Cappitech’s HKMA OTC Derivatives Reporting process webinar for a comprehensive overview of HKMA reporting requirements, key ...
EMIR REFIT — Industry Point of View
Listen to our EMIR REFIT – Industry Point of View on demand webinar where experts Ron Finberg, Tim Hartley and Sam North provide updat...
Q1 2023 Cappitech Newsletter
Gain valuable insights from Cappitech’s Q1 2023 newsletter. Explore the latest topics affecting reg reporting such the EMIR REFIT and ...
ASIC OTC Derivative Reporting Regulatory Changes
Listen to our ASIC OTC Derivative Reporting webinar as our experts Ron Finberg, Shuwen Lin and Suthan Sathkuru provide updates on the coming...
EMIR REFIT and Streamlining Systems for Global Change
With significant changes coming to EMIR REFIT and other regimes around the world, many firms are struggling to find ways to streamline their...
North American Regulatory Reporting — Present and Future
Discover the lessons learned from the CFTC Rewrite, get updates on what to expect with Phase 2, SEC 10C-1, Canadian reporting and what an im...
EMIR REFIT — Top Challenges and How To Solve Them
Listen to our EMIR REFIT webinar as our team of experts Ron Finberg, Meg Francis and Alex Rhodes provide reporting updates on EMIR REFIT and...
Q4 2022 Cappitech Newsletter
Explore the concerns and challenges of the regulatory reporting community with Cappitech’s Q4 2022 newsletter. Read updates from our teams...
2023 Regulatory Reporting Landscape
Discover key changes to global regulations including EMIR REFIT, CFTC Rewrite and JFSA reporting with this year’s end of year Regulato...
5th Annual Cappitech Global Regulatory Reporting Survey 2022
Read the much-anticipated 2022 regulatory reporting survey results conducted by Cappitech. A comprehensive compilation of feedback on the in...
EMIR REFIT – A Drill Down on the New Standards
Listen to our panel of experts as they discuss the key changes to submission formats, position vs trade reporting, asset class specific chan...
EMIR Refit Guidelines
With the EMIR REFIT go-live date set for April 29 2024, it’s understandable that many firms are anxious to know how to prepare for the...
Trade Reconciliation for APAC Derivative Reporting – Why it’s Crucial Now
With regulatory reporting requirements changing over the next few years in the APAC region, the importance of a trusted partner who can prov...
A Better Solution to Your FPPA Reg Reporting
Discover our PPA reporting solutions and how they include the review of FPPA terms and converting them into regulatory reporting fields, sub...
ASIC Derivative Reporting for CFD Brokers in Australia
As a leader in CFD broker reporting our award winning solution integrates effortlessly with industry trading platforms and permits us to aut...
Essential Guide for the CFTC rules rewrite
2022 is shaping up to be a busy year for U.S. trade reporting. The CFTC rewrite is set for its Phase 1 implementation on December 5, 2022 an...
EMIR REFIT Survey Results
Read our recent survey results carried out jointly with WatersTechnology about the impact the EMIR REFIT is having on industry peers. Find o...
EMIR REFIT – Key Challenges and How to Solve them
EMIR Refit will mandate that significant changes be made to the way investment firms currently report their derivatives transactions to the ...
Navigating the Shifting Regulatory Landscape
As the burden of regulatory compliance becomes more costly and complex around the world, we deliver to our clients an all-in-one, best-in-cl...
CFTC & SEC Trade Reporting Updates
Listen to our panel of experts as they discuss the evolving U.S. trade reporting landscape in light of the CFTC rewrite, SBSR implementation...
Behind our platform’s success there is a dedicated commitment to our clients
Discover why our platform is the most comprehensive solution on the market with Struan Lloyd, head of sales at Global Regulatory Reporting S...
Cross Jurisdiction Matrix
The cross jurisdiction matrix outlines 10 of the main characteristics per region that the Cappitech Solutions team supports. It is an ideal ...
4th Annual Global Regulatory Reporting Survey
See results of IHS Markit’s fourth annual regulatory reporting survey. The survey examines 90 buy and sell-side companies. It identifi...
Is your firm prepared for the CFTC Rewrite?
See why 500+ firms trust us with their regulatory reporting for CFTC. Watch this short video about our award-winning reporting solution. htt...
Industry collaboration and vendor engagement for successful SFTR implementation
Successful go live For our client, Day 1 expectations were high. Gratifyingly, it was very successful with a high percentage of matching fi...
EMIR REFIT Questions and Changes
The next update to EMIR’s reporting format arrives in 2023 with the implementations of new technical standards under REFIT. In this webina...
CFTC & SEC Trade Reporting Changes – The Road Ahead
Listen to our industry experts who discuss the technical, operational and business impacts of the CFTC rewrite for both SEC SBSR reporting a...
2021 Reporting Errors Brochure
We can strive to achieve perfect reporting, but errors are a part of life. Companies add new products and funds, staff turns over, and regul...
S&P Global Market Intelligence Cappitech
See why 550+ firms trust us with their regulatory reporting for regimes such as EMIR, MiFID, SFTR, CFTC, MAS and more. Watch this short vide...
SFTR Post Implementation Survey
SFTR Inspires Firms to Consolidate Processes for Regulatory Reporting Regimes IHS Markit and Pirum Systems recently published the findings ...
MIFID II is Three Years Old. What We’ve Learned and Where’s it Headed? Webinar
In this joint IHS Markit & Duff & Phelps (Rebranded as Kroll in June 2021) webinar, we will review a number of errors and reporting ...
Preparing for SEC SBSR Reporting & CFTC Rules Rewrite Webinar
Listen to regulatory reporting experts from EY and IHS Markit to learn more about the upcoming US reporting changes. Through a fireside chat...
MAS OTC Derivative Reporting: The Final Sprint
The last phase of MAS OTC Derivative Transaction Reporting in Singapore takes effect on 1st October 2021. Listen to our joint webinar with D...
ASIC Derivative Reporting
ASIC (Australian Securities and Investments Commission) regulatory reporting requirements have been evolving since go-live in 2013. Under AS...
Data Harmonization and Regulatory Reporting – The Holy Grail?
2021 is already shaping up to be a transformative year for regulatory trade and transaction reporting. With Dodd-Frank reporting hitting the...
2021 October 1 MAS OTC Derivative Reporting final phase – Are you ready?
The MAS OTC Derivative Reporting final phase will commence on 1 October 2021. All Capital Market Services License (CMSL) holder and Signific...
Build vs Buy
With the constant introduction of new regulations for financial organizations to comply with and the frequent updating of existing regulatio...
2021 MAS OTC Derivative Reporting: Preparing for the final phase
The last phase of MAS OTC Derivative Transaction Reporting in Singapore takes effect on 1 October 2021. In this webinar we discussed the rep...
Compliance in 2021, what your peers are focused on
After a challenging 2020, in this webinar we speak with industry insiders to learn how they approached compliance in 2020 and what they are ...
EMIR: Present & Future
EMIR has seen some significant changes in 2020 and we expect to see further iterations to the regulation coming in the future. During this w...
Untangling Manual Fixes to MiFID II Reporting Requirements
The Cappitech Solution Cappitech offers a customised, software-as-a-service (SaaS) offering. This means that once the upfront customisation ...
Vendor Switching Made Easy with Cappitech
The Solution The Cappitech platform seamlessly connects with trade reports from trading platforms such as EMSs and OMSs, and also supports o...
Brexit – the Final Chapter: What is Going to Happen to Financial Services?
As the end of the Brexit Transition Period draws near, questions are still being raised about what will happen to financial services. Listen...
Regulatory reporting tools for Financial Services
Are you looking to improve your regulatory reporting? Is your transaction reporting process a mess? Growing regulatory demand calls for a ...
The Essential Guide to MAS OTC Derivative Reporting
Learn how to become MAS compliant today! Put into effect in 2016, the MAS regulation entered its second phase in October 2019 which increase...
Reporting Accurately as Regulation Evolves
The Cappitech Solution Step 1 – Review & Health check To support the broker, Cappitech initially provided a free review of their e...
WealthTech Talks – In conversation with Ronen Kertis, CEO Cappitech
Ronen Kertis, CEO of Cappitech speaks to Stephen Wall from The WealthMosaic in their ‘WealthTech Talks: In conversation with’ series.Dur...
EMIR & MiFID II: Common Regulatory Reporting Problems & How to Solve Them
Are you making these 8 common reporting errors? At Cappitech, we provide regulatory reporting for over 100 financial services firms. Many of...
MiFID II & EMIR Reporting for the Buyside – Do’s and Don’ts
This joint webinar with AIMA reviews a number of errors and reporting problems fund companies face in their day to day transaction reporting...
What are Your Reporting Obligations Under SFTR?
Industry experts share SFTR insights. As SFTR is a new regulation, there are many questions on how and what to report under this regime. Lis...
MAS OTC Derivative Reporting
MAS Reporting Made Simple. Singapore’s MAS Derivative Reporting is set to expand the companies under scope that will become obligated ...
OPENING PANDORA’S BOX: MIFID II’s RTS 28 REPORTS
Juicy Insights from Recently Published RTS 28 Reports While 2017 RTS 28 report publications were completed on a best efforts basis, for the ...
MiFID II for the Buy Side: What’s in it For You?
Capitalise on your trading data required for compliance. Are you investing time and resources into complying with MiFID II and seeing little...
Is Your MiFID II Reporting Ready for the Challenges of 2019?
Prepare for the major upcoming regulatory changes. With many regulatory changes on the horizon, one of the most pressing questions is what t...
MiFID II: 10 Common Reporting Errors & How to Solve Them
Improve your MiFID II Reporting with these 10 insights. With two years of MiFID II under way, there is a lot we can learn about what are the...
LAST CALL FOR SMCR COMPLIANCE WORKING GROUPS
Finance Magnates London Summit 2019, Compliance Track organised by Cappitech Staying ahead of ever-changing regulations and adapting busines...
MIFID II MATURES COMPLIANCE WORKING GROUPS 1
While MiFID II/MiFIR have been the cornerstone of the EU’s regulation of financial markets, making them more efficient and transparent...
Cappitech discussing technology trends in fintech
Ronen Kertis, CEO of Cappitech, discusses top three technology trends in post trade reporting sector such as cloud computing, blockchain and...
EMIR Reporting Outsourcing vs In-House Solution
When dealing with EMIR reporting, compliance officers are faced with the dilemma of building an in-house solution or purchasing an existing ...
10 Best Practices for Compliance KPI Management
The Simple Way to Compliance Excellence Wouldn’t you like to use your trading data to help grow your business and improve returns? Downloa...
A Practical Guide to SFTR Reporting
Get a head start on SFTR regulation Once SFTR is phased in, investment firms and credit unions will be required to report on day one, while...
Compliance KPIs on the Cappitech Dashboard
Learn how you can track and review your compliance performance and KPIs, monitor improvement trends and benchmark your performance against y...
