Webinars

Understanding SEC Rule 10c-1a: What you need to know before the go-live

Explore the latest news about the SEC Rule 10c-1a with our experts

Listen to our webinar replay where our Jonathan Tsang and Thomas Veneziano from Pirum provide updates on the SEC 10c-1a rule. Find out how it will impact firms and the industry as the go-live data approaches. Gain an overview of the rule and its objectives, key provisions and requirements and much more.

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